Michael John Kimble

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-10

NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mackay Shields Llc	New York	NY	10/2004	01/2019
Sanctuary Investors	New Orleans	LA	01/2019	06/2024
Ingalls & Snyder	New York	NY	03/2025	Present
Tsakos Energy Navigation Ltd	New York	NY	06/2024	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

10/2004 → 01/2019

Mackay Shields Llc

New York, NY
01/2019 → 06/2024

Sanctuary Investors

New Orleans, LA
03/2025 → Present

Ingalls & Snyder

New York, NY
06/2024 → Present

Tsakos Energy Navigation Ltd

New York, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

Tsakos Energy Navigation, Ltd. Non-Investment Related 551 Madison Ave., New York, NY 10022 Shipping Company - Crude and Refined Product Advisor to the Board. Started June 2024. Approximately 8 hours per week facilitating non-shipping transactions in New York, ie: real estate and treasury transactions. Half of these hours are during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-06-10
S65	Uniform Investment Adviser Law Examination	1996-10-15

S63 Uniform Securities Agent State Law Examination

2025-06-10
S65 Uniform Investment Adviser Law Examination

1996-10-15

Designations

Other Names

Michael J Kimble
Michael John Kimble
Michael Kimble

View on SEC IAPD