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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-06-17 |
| MT | RA | APPROVED | 1994-10-01 |
Branch Locations
519 2Nd Ave S, Glasgow, MT 59230 • United States
320 Main Street, Shelby, MT 59474 • United States
214 Main St Ste B, Scobey, MT 59263 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Glasgow | MT | 07/1991 | Present |
(1) 07/30/2013: GARY L. WAGEMAN, PC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 05/22/2015: SECOND AVENUE PROPERTIES - INV REL - SECOND AVENUE PROPERTIES LLC: 425 6TH AVE N, GLASGOW, MT 59230 & RENTAL LOCATION: 519 2ND AVE S, GLASGOW, MT 59230 - REAL ESTATE RENTAL - START 06/16/2004 - 10 HR/MO NONE DURING SECS TRDG HRS (3) 05/22/2015: SECOND AVENUE PROPERTIES - INV REL - SECOND AVENUE PROPERTIES LCC: 425 6TH AVE N, GLASGOW, MT 59230 & RENTAL LOCATION: 517 2ND AVE S, GLASGOW, MT 59230 - REAL ESTATE RENTAL - START 06/16/2004 - 10 HR/MO NONE DURING SECS TRDG HRS (4) 04/10/2019 - Glasgow High School Track Team - Not investment related - 175 Aberdeen, Glasgow MT 59230 - start date:04/16/2019 - 20 hrs/mo - 0 hrs during trading. (5) 10/11/2023 - 406 WEALTH ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/09/2023 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-13 |
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