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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-18 |
| MT | RA | APPROVED | 2020-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hewlett Packard Inc. | Boise | ID | 03/2018 | 05/2020 |
| Montana State University Alumni Association | Bozeman | MT | 03/2017 | 05/2017 |
| Valley View Golf Club | Bozeman | MT | 06/2015 | 05/2017 |
| Gary L. Wageman, P.C. | Glasgow | MT | 05/2017 | 08/2017 |
| Boise State University - College Of Business And Economics | Boise | ID | 09/2017 | 05/2018 |
| Lpl Financial Llc | Glasgow | MT | 06/2012 | 09/2018 |
| Lpl Financial, Llc | Glasgow | MT | 05/2020 | Present |
| First State Bank Of Shelby | Glasgow | MT | 05/2020 | 03/2024 |
1)06/26/2020 - Gary L. Wageman, PC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)- start:07/2020 2)07/02/2020 - First State Bank of Shelby - Financial Institution Duty - inv rel - at reported business location(s) - start: 05/2020 - 4 hr/mth 3) 8/10/2021 - Glasgow Middle School - Not Investment Related - 11 Lasar Drive, Glasgow MT 59230 - Other-Volunteer Coach for Public School - Started 08/16/2021 - 4 Hours Per Month/0 Hours During Securities Trading. 4) 01/12/2024 - 406 Wealth Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 10/9/2023 - 160 Hrs/Mo During Trading. 5) 07/06/2026 - First Lutheran Preschool of Glasgow Montana - For-Profit Board Member - Not Investment Related - Glasgow, MT - Start Date 06/10/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-21 |
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