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Richard Lee Fangen

Cimarron Wealth Management, Inc.

Montrose, CO

Worley, ID

Tumwater, WA

CRD 1708819

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Employer firm

Cimarron Wealth Management, Inc. CRD 299627

$327M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cimarron Wealth Management, Inc.

1701 Niagara Rd, Montrose, CO 81401 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-07-11
WA RA APPROVED 2025-07-11
  • ID RA
    APPROVED
    Since 2025-07-11
  • WA RA
    APPROVED
    Since 2025-07-11

Branch Locations

1701 Niagara Rd, Montrose, CO 81401 • United States

Worley, ID • United States

6957 Littlerock Rd. Sw Suite B, Tumwater, WA 98512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Advocates Investment Management Tumwater WA 02/2015 Present
Cimarron Wealth Management, Inc. Tumwater WA 07/2025 Present
Previous Registrations
  • 2015-02-20 → 2025-09-09
    Financial Advocates Investment Management
    Tumwater, WA
    Olympia, WA
    Worley, ID
  • 2009-08-19 → 2016-01-11
    Cambridge Wealth Management
    Tumwater, WA
  • 2007-05-29 → 2010-08-03
    R & L Advisory Services, Llc
    Tumwater, WA
  • 2005-04-25 → 2007-02-08
    Sunset Financial Services, Inc.
    Tumwater, WA
  • 2000-01-24 → 2003-05-08
    Lacey, WA
Other Businesses

1) INSURANCE AGENT - 10/2019 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 50% OF MY TIME PER MONTH IS SPENT ON THIS ACTIVITY. 2) INVESTMENT ADVISER REPRESENTATIVE FOR FINANCIAL ADVOCATES INVESTMENT MANAGEMENT, LLC 50% TIME SPENT ON THIS ACTIVITY. COMPENSATION BASED ON ADVISORY & CONSULTING FEES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1987-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1987-09-04
Designations
  • Chartered Financial Consultant
Other Names
  • Richard Lee Fangen
  • Richard L Fangen

View on SEC IAPD

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