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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

126 S County Farm Road 2Nd Floor, Wheaton, IL 60187 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-06-16
  • IL RA
    APPROVED
    Since 2016-06-16

Branch Locations

126 S County Farm Rd # 2, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wheaton IL 03/2013 Present
Highpoint Advisor Group, Llc Wheaton IL 03/2013 Present
  • 03/2013 → Present
    Wheaton, IL
  • 03/2013 → Present
    Highpoint Advisor Group, Llc
    Wheaton, IL
Previous Registrations
  • 2013-03-25 → 2021-12-31
    Highpoint Planning Partners
    Wheaton, IL
    Downers Grove, IL
    Wheaton, IL
  • 2007-02-20 → 2013-03-26
    Glen Ellyn, IL
Other Businesses

(1) 03/01/2013: Joel Gray Clousing, CPA - Tax Prep/Accounting/CPA - At Reported Business Location(s) - prepare personal taxes for clients as needed - 0 Hrs/Mth - 0 Hrs During Trading -1% Time Spent (2) 03/01/2013: Highpoint Planning Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -0 Hrs/Mth - 0 Hrs During Trading . (3) 07/29/2014: HighPoint Advisor Group, LLC - Registered Investment Advisor DBA - DBA: HighPoint Planning Partners, LLC - Investment Related - At Reported Business Location(s) - Asset Management, investment advice -0 Hrs/Mth - 0 Hrs During Trading . (4) 07/29/2014: Highpoint Advisor Group, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start 07/15/2014 - 80 Hr/Mo; 40 Hour(s) During Securities Trading - Asset Management, investment advice (5) 11/07/2016: Joel Clousing - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 10/18/2016 - 3 Hr/Mo; 3 Hour(s) During Securities Trading - Agent selling Life and LTC. (6) 10/1/2018 - Joel Clousing LLC - Investment Related - 126 south county farm road wheaton il 60187 - Real Estate Rental - Started 09/01/2018 - 0 Hours Per Month - Subleasing a part of the office. (7) 7/28/2020 - The 457 Consulting Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/31/2020 - 18 Hours Per Month/5 Hours During Securities Trading. (8) 12/01/2022 - Gray Cross Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/31/2022 - 4 Hours Per Month/0 Hours During Securities Trading (9) 01/23/2024 - Real Estate Rental - Investment Related - Sawyer, MI - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading (10) 02/16/2024 - Other - referree basketball - Not Investment Related - Home Based - Start Date 01/01/2024 - 5 Hours Per Month/ 0 Hours During Trading (11) 10/10/2024 - joel clouisng - Real Estate Rental - Investment Related - Benton Harbor, MI - Start Date 07/07/2024 - 1 Hour Per mOnth/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-15
S63 Uniform Securities Agent State Law Examination 1987-08-26
  • S66 Uniform Combined State Law Examination
    2007-02-15
  • S63 Uniform Securities Agent State Law Examination
    1987-08-26

View on SEC IAPD

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