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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
11433 Olde Cabin Rd Ste 250, St Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walsh Financial Services | St Louis | MO | 08/1986 | Present |
| Voya Financial Advisors | St Louis | MO | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: Independent Insurance Agent; Yes; 11433 OLDE CABIN RD STE 250; STLOUIS; MO; 63141; Fixed insurance sales; Independent insurance agent; 6/8/2009; 40; 40; Sales of fixed insurance products.|NAME OF ENTITY:Walsh Financial Services, LLC; Yes; 11433 Olde Cabin Road, Suite 250; St Louis; MO; 63141; Financial Services/dba; Owner; 7/1/2020; 160; 160; Sale and Service Insurance, Securities and Investment Products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-24 |
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