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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-24 |
| FL | RA | APPROVED | 2017-01-13 |
Branch Locations
One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2014 | Present |
Administrator or executor of an estate or trustee of a trust for a non-family or family member, Trustee for my parents, Carole Kohn revocable living trust and Marvin Kohn revocable living trust, accounts held at Fidelity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-13 |
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