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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| CA | RA | APPROVED | 2022-01-10 |
Branch Locations
1009 North Demaree Street, Visalia, CA 93291 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Visalia | CA | 12/2008 | 01/2022 |
| Raymond James & Associates, Inc. | Visalia | CA | 01/2022 | Present |
1) Name of Business: Shiffert Ranch LLC Address: 24186 Lomitas Dr, Woodlake, CA, 93286, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1995 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of 25 acres of oranges
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-03 |
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