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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1987-08-17 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 05/1987 | Present |
| Bank Of America, N.A. | The Woodlands | TX | 05/2011 | Present |
I*480543 For profit or not for profit: Name of outside business organization: Metro Mud Investment related: N Address of business: The Woodlands, Texas, 77380 Nature of business: Position, title, association: Director, Start date of relationship: 6/18/2012 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Reviewing and oversight of water service and maintenance within the disctrict
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-13 |
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