Joseph Frederick Pedrigi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 04/2021
  Scottrade
  Schaumburg, IL
• 02/2018 → 01/2021
  Td Ameritrade, Inc.
  Park Ridge, IL
• 02/2018 → 01/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 04/2021 → Present
  Lpl Financial Llc
  Itasca, IL
• 04/2021 → Present
  Itasca Bank & Trust Co
  Itasca, IL

Previous Registrations

• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Park Ridge, IL
  Chicago, IL
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Park Ridge, IL
• 2017-05-25 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1)4/2021- ITASCA BANK AND TRUST CO.- Financial Institution Duty/Licensed Branch Employee- Inv. Related- Itasca, IL- start date 4/5/2021- 160hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2017-05-25
• S63 Uniform Securities Agent State Law Examination
  2000-02-15