Best Investors Account Sign in
Claim This Profile
Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-14
  • NY RA
    APPROVED
    Since 2021-02-14

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

445 Broad Hollow Rd, Suite 332, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Melville NY 03/2014 10/2018
New York Life Ins Co Melville NY 03/2014 10/2018
Eagle Strategies Llc Melville NY 10/2016 10/2018
Unemployed Point Lookout NY 12/2019 08/2020
Hightower Chicago IL 08/2020 Present
United Asset Strategies Garden City NY 10/2018 12/2019
  • 03/2014 → 10/2018
    Nylife Securities, Llc
    Melville, NY
  • 03/2014 → 10/2018
    New York Life Ins Co
    Melville, NY
  • 10/2016 → 10/2018
    Melville, NY
  • 12/2019 → 08/2020
    Unemployed
    Point Lookout, NY
  • 08/2020 → Present
    Hightower
    Chicago, IL
  • 10/2018 → 12/2019
    United Asset Strategies
    Garden City, NY
Previous Registrations
Other Businesses

[Gold's Gym; Spin Instructor; 2060 Bellmore Avenue, Bellmore, NY 11710; Start Date: 01/2012; Role/Title: Educator/ Instructor; Not investment related; 2 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 520 Broadhollow Road, Melville, NY 11747; Start Date 08/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2004-02-10
  • S66 Uniform Combined State Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2004-02-10
Other Names
  • Gina Marie Grippo
  • G M Grippo-Martinez
  • Gina Marie Martinez

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor