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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-14 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
445 Broad Hollow Rd, Suite 332, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Melville | NY | 03/2014 | 10/2018 |
| New York Life Ins Co | Melville | NY | 03/2014 | 10/2018 |
| Eagle Strategies Llc | Melville | NY | 10/2016 | 10/2018 |
| Unemployed | Point Lookout | NY | 12/2019 | 08/2020 |
| Hightower | Chicago | IL | 08/2020 | Present |
| United Asset Strategies | Garden City | NY | 10/2018 | 12/2019 |
[Gold's Gym; Spin Instructor; 2060 Bellmore Avenue, Bellmore, NY 11710; Start Date: 01/2012; Role/Title: Educator/ Instructor; Not investment related; 2 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 520 Broadhollow Road, Melville, NY 11747; Start Date 08/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-10 |
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