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John Joseph Caracappa

Raymond James & Associates, Inc.

Tinton Falls, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-15
TX RA APPROVED 2025-07-15
  • NJ RA
    APPROVED
    Since 2025-07-15
  • TX RA
    APPROVED
    Since 2025-07-15

Branch Locations

766 Shrewsbury Ave West Building, Suite W200, Tinton Falls, NJ 07724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Shrewsbury NJ 10/2007 07/2025
Morgan Stanley Smith Barney Shrewsbury NJ 06/2009 07/2025
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2025
Raymond James & Associates, Inc. Red Bank NJ 07/2025 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 07/2025
  • 10/2007 → 07/2025
    Citigroup Global Markets Inc
    Shrewsbury, NJ
  • 06/2009 → 07/2025
    Morgan Stanley Smith Barney
    Shrewsbury, NJ
  • 01/2015 → 07/2025
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2025 → Present
    Raymond James & Associates, Inc.
    Red Bank, NJ
  • 01/2015 → 07/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-15
S63 Uniform Securities Agent State Law Examination 1992-12-18
  • S65 Uniform Investment Adviser Law Examination
    1997-08-15
  • S63 Uniform Securities Agent State Law Examination
    1992-12-18
Other Names
  • John Joseph Caracappa
  • John J Caracappa

View on SEC IAPD

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