Ira Leslie Aguado

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-12
NY	RA	APPROVED	2021-05-21

TX RA
APPROVED_RES

Since 2023-01-12
NY RA
APPROVED

Since 2021-05-21

Branch Locations

1225 Franklin Avenue Suite 500, Garden City, NY 11530 • United States

Kings Park, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Cfs Bank/Roslyn Savings Bank	Garden City	NY	12/2002	04/2020
Lpl Financial, Llc	Roslyn	NY	09/2008	04/2020
New Yoork Community Bank	Roslyn	NY	09/2008	04/2020
Cetera Investment Advisers Llc	Kings Park	NY	04/2020	Present
Cetera Investment Services Llc	St. Cloud	MN	04/2020	Present

12/2002 → 04/2020

Cfs Bank/Roslyn Savings Bank

Garden City, NY
09/2008 → 04/2020

Lpl Financial, Llc

Roslyn, NY
09/2008 → 04/2020

New Yoork Community Bank

Roslyn, NY
04/2020 → Present

Cetera Investment Advisers Llc

Kings Park, NY
04/2020 → Present

Cetera Investment Services Llc

St. Cloud, MN

Other Businesses

1. OWNER OF AGUADO CAPITAL MANAGEMENT; DBA FOR CETERA BUSINESS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-15
S63	Uniform Securities Agent State Law Examination	1987-09-28

S66 Uniform Combined State Law Examination

2017-03-15
S63 Uniform Securities Agent State Law Examination

1987-09-28