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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-07 |
| TX | RA | APPROVED_RES | 2025-02-07 |
Branch Locations
3825 Hopyard Rd Ste 124, Pleasanton, CA 94588-8529 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Pleasanton | CA | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pleasanton | CA | 11/2016 | 02/2025 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 02/2025 | Present |
Outside Employment; Blue Oaks Management, LLC; advisor with Blue Oaks Management, LLC an Ameriprise Financial Franchise; Ameriprise Financial Advisory Firm; 3825 Hopyard Road, Suite 124, , Pleasanton, CA, 94588; Investment-Related; 05/09/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-04 |
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