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Tobias Emanual Timm

Oppenheimer & Co. Inc.

East Lansing, MI

East Lansing, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-06-01
  • MI RA
    APPROVED
    Since 2018-06-01

Branch Locations

1400 Abbott Road Suite 430, East Lansing, MI 48823 • United States

1400 Abbott Road Suite 140, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co East Lansing MI 02/2015 01/2017
Cantor Fitzgerald Wealth Partners, Llc East Lansing MI 12/2016 01/2017
Oppenheimer & Co. Inc. East Lansing MI 01/2017 Present
  • 02/2015 → 01/2017
    Cantor Fitzgerald & Co
    East Lansing, MI
  • 12/2016 → 01/2017
    Cantor Fitzgerald Wealth Partners, Llc
    East Lansing, MI
  • 01/2017 → Present
    Oppenheimer & Co. Inc.
    East Lansing, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
S63 Uniform Securities Agent State Law Examination 1987-07-31
  • S66 Uniform Combined State Law Examination
    2018-05-31
  • S63 Uniform Securities Agent State Law Examination
    1987-07-31

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · East Lansing, MI
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