Best Investors Account Sign in

Matthew Richard Reed

Principal Securities, Inc.

Sarasota, FL

Tampa, FL

CRD 3243561

Claim This Profile
Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
FL RA APPROVED 1999-07-14
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • FL RA
    APPROVED
    Since 1999-07-14

Branch Locations

2803 Fruitville Rd Ste 222, Sarasota, FL 34237 • United States

15438 N Florida Ave Ste 120, Tampa, FL 33613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Dsm IA 05/1999 Present
Reed & Associates Tampa FL 09/2014 Present
Principal Securities Inc Tampa FL 03/2016 Present
Monarch Wealth Management Group Tampa FL 07/2020 Present
  • 05/1999 → Present
    Principal Life Insurance Company
    Dsm, IA
  • 09/2014 → Present
    Reed & Associates
    Tampa, FL
  • 03/2016 → Present
    Principal Securities Inc
    Tampa, FL
  • 07/2020 → Present
    Monarch Wealth Management Group
    Tampa, FL
Other Businesses

**HEALTH INSURANCE; 10/2010-PRESENT; SELLING HEALTH INSURANCE. **Fixed insurance, Life, Annuities, LTC, DI, 5/3/16.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-19
  • S63 Uniform Securities Agent State Law Examination
    2015-11-19

View on SEC IAPD

Nearby Firms

CPA INVESTMENT SOLUTIONS, INC.
EDWARD JONES
HENDRICKS WEALTH AND ESTATE MANAGEMENT

Nearby Investors

ANGELA ROBIN HILLIARD DYCHES
Kevin St John
Thomas Donald Anderson

Nearby Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL

More in Sarasota, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor