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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-09-25 |
| MI | RA | APPROVED | 2010-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Flint | MI | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Flint | MI | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; FLINT, MICHIGAN, START DATE: 5/14/10; 1 HR PER MONTH; 1 HR DURING TRADING, NOTARIZE DOCUMENTS. PERSONAL REPRESENTATIVE FOR DOMESTIC PARTNER'S ESTATE; INV. RELATED; GRAND BLANC, MI; START DATE 1/4/2019; 8 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-26 |
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