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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-21 |
| NC | RA | APPROVED | 2009-04-28 |
Branch Locations
6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States
Danielsville , GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Charlotte | NC | 04/2009 | Present |
1) Mary Kay Skin Care Products/ Investment related?:no/ P O Box 799045,Dallas,Texas,75379-9045/I will be an independent beauty consultant I guess. I will sell Mary Kay beauty and skin products./ I will only make money if I'm able to sell their products so it's strictly commission./start date: 3/30/2021/Time reqd during working hours?: no
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-25 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-15 |
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