Brian J Heins

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
CA	RA	APPROVED	2017-03-01
TX	RA	APPROVED	2017-02-28

Branch Locations

Rockville Centre, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2010	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2017	Present
Bank Of America, N.A.	New York	NY	03/2017	Present

05/2010 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → 02/2017

Wells Fargo Clearing Services, Llc

New York, NY
02/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
03/2017 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-23
S63	Uniform Securities Agent State Law Examination	1987-08-25