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Heather Lorraine Ginty

Janney Montgomery Scott LLC

Melville, NY

CRD 1706061

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-13
NJ RA APPROVED 2013-12-23
TX RA APPROVED 2013-12-19
  • NY RA
    APPROVED
    Since 2021-04-13
  • NJ RA
    APPROVED
    Since 2013-12-23
  • TX RA
    APPROVED
    Since 2013-12-19

Branch Locations

395 N. Service Road Suite 411, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Melville NY 02/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-18
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S66 Uniform Combined State Law Examination
    2013-12-18
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09

View on SEC IAPD

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