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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-17 |
| IL | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
The Villages, FL • United States
Aurora, IL • United States
2056 Westings Avenue Ste 540, Naperville, IL 60563 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naperville | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | Naperville | IL | 04/2023 | Present |
GREAT LAKES ASSET MANAGEMENT LLC, INV RELATED, NAPERVILLE, IL, 12.5% OWNERSHIP, START 1/12/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. SCOTT ZAGURSKI LLC, INV RELATED, NAPERVILLE, IL, 100% OWNERSHIP, START 2/1/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. HESTIA HEAT TREATING; INV RELATED;RACINE ,WI; MANUFACTURING;16% OWNERSHIP; START DATE: 04/17/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-28 |
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