Rene Antonio Dierkes

Current Employers

Employment History

• 06/2009 → 07/2019
  Morgan Stanley Smith Barney Llc
  Westfield, NJ
• 01/2015 → 07/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2019 → Present
  Raymond James And Associates, Inc
  Morristown, NJ
• 01/2021 → 03/2021
  Nj State Government
  Trenton, NJ

Previous Registrations

• 2009-06-01 → 2019-07-05
  Morgan Stanley
  Westfield, NJ
  Short Hills, NJ
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Westfield, NJ
  New York, NY
  Westfield, NJ
• 2002-06-20 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Westfield, NJ

Other Businesses

(1)Name of Business: mountain kill llc Address: 1009 mary allen la, mountainside, NJ, 07092, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 06/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner It is personal condo in Killington, Vermont. Put in corporate name to protect from any lawsuits because of the condo (2)Name of Business: mountainside town council Address: 1385 us highway 22 east, mountainside, NJ, 07092, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 11/11/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Scrap Metal LLC Address: 1009 Mary Allen lane, Mountainside, NJ, 07092, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-19
• S63 Uniform Securities Agent State Law Examination
  1987-08-19