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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-08-12
  • IL RA
    APPROVED
    Since 2014-08-12

Branch Locations

910 E Oak St, Lake In The Hills, IL 60156 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maryniw Financial Lake In The Hills IL 01/1985 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2014 Present
Previous Registrations
  • 2013-04-04 → 2014-08-12
    Financial Telesis Inc
    San Rafael, CA
    Lake In The Hills, IL
  • 2006-06-30 → 2013-04-25
    Ameritas Investment Company, Llc
    Lake In The Hills, IL
  • 2005-04-27 → 2006-06-30
    Carillon Investments, Inc.
    Lake In The Hills, IL
    Lake In The Hills, IL
Other Businesses

1) MONETARY SOLUTIONS,LLC, 910 EAST OAK STREET, LAKE IN THE HILLS, IL 60156 ; BEGAN 03/01/1995 ; AS PARTNER ; NOT INVESTMENT RELATED ; DEVOTES 1 HR/WK ; 1 HOUR DURING TRADING. 2)340 W. SUPERIOR, 340 W. SUPERIOR, CHICAGO, IL 60610 ; BEGAN 01/01/2002 ; AS CO-OWNER WITH SPOUSE ; NOT INVESTMENT RELATED ; DEVOTES 1 HR/MO ; NONE DURING TRADING HOURS. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) MARYNIW FINANCIAL, 910 EAST OAK STREET LAKE IN THE HILLS, IL. 06/01/1973, OWNER, INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, 40/WEEKLY 8/TRADE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-20
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S65 Uniform Investment Adviser Law Examination
    2005-04-20
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Terry Edward Maryniw

View on SEC IAPD

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