Stephen Brennan Browne

Employer firm

Second Line Capital, LLC CRD 324386

$1.32B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 02/2021
  J.P. Morgan Securities Llc
  Metairie, LA
• 08/2013 → 02/2021
  Jpmorgan Chase Bank, N.A
  Metairie, LA
• 02/2021 → Present
  Lpl Financial Llc
  Metairie, LA
• 02/2021 → 05/2023
  Advisor Resource Council
  Metairie, LA
• 05/2023 → Present
  Second Line Capital, Llc
  Metairie, LA

Previous Registrations

• 2021-02-18 → 2023-05-18
  Advisor Resource Council
  Dallas, TX
  Metairie, LA
• 2012-10-01 → 2021-02-18
  J.P. Morgan Securities Llc
  Metairie, LA
• 2006-10-11 → 2012-10-01
  Chase Investment Services Corp.
  Metairie, LA

Other Businesses

1. 02/04/2021 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/04/2021 - Time Spent 100% 2. 06/28/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/11/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/05/2023 - Faubourg Private Wealth LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 02/04/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-25
• S63 Uniform Securities Agent State Law Examination
  1999-12-16

Other Names

• Stephen Brennan Browne
• Stephen B. Browne