Scott Michael Gasparini

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-06
NJ	RA	APPROVED	2024-01-19
PA	RA	APPROVED	2024-01-19

TX RA
APPROVED

Since 2024-06-06
NJ RA
APPROVED

Since 2024-01-19
PA RA
APPROVED

Since 2024-01-19

Branch Locations

New Hope, PA • United States

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Trust Company / Bank Of America	Princeton	NJ	02/1998	09/2022
Ust Securities Corp.	Princeton	NJ	02/1998	09/2022
Woodbury Financial Services Inc	New Hope	PA	09/2022	01/2024
Osaic Wealth, Inc.	Hackensack	NJ	01/2024	Present

02/1998 → 09/2022

U.S. Trust Company / Bank Of America

Princeton, NJ
02/1998 → 09/2022

Ust Securities Corp.

Princeton, NJ
09/2022 → 01/2024

Woodbury Financial Services Inc

New Hope, PA
01/2024 → Present

Osaic Wealth, Inc.

Hackensack, NJ

Previous Registrations

2023-05-26 → 2024-01-19

Woodbury Financial Services, Inc.

New Hope, PA

Hackensack, NJ

Other Businesses

490 WEALTH LLC POSITION: N/A NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 490 Victoria Drive, Southold NY 11971, United States DESCRIPTION: N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-24

S66 Uniform Combined State Law Examination

2023-05-24

View on SEC IAPD