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35 Braintree Hill Park #100, Braintree, MA 02184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-11-15 |
Branch Locations
35 Braintree Hill Park, Suite 100, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S United Bank | Bridgeport | CT | 03/2012 | 11/2017 |
| Peoples Securities, Inc. | Bridgeport | CT | 06/2016 | 11/2017 |
| Little House Capital, Llc | Braintree | MA | 08/2017 | Present |
| Arkadios Capital | Atlanta | GA | 09/2019 | Present |
1. Little House Capital, LLC, 35 Braintree Hill Park #100, Braintree, MA 02184, Business is Investment related, Nature of business: Investment Advisory, Position: CEO/CIO started 11/6/2017, Devote 160 hours/month during securities trading hours, Investment advisory for high net worth clients, foundations, and endowments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-05 |
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