Richard Rosati

Current Employers

Employment History

• 08/2014 → Present
  Morgan Stanley
  Florham Park, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2019 → Present
  Wells Fargo Clearing Services Llc
  Florham Park, NJ

Previous Registrations

• 2009-06-01 → 2019-07-05
  Morgan Stanley
  Morristown, NJ
  Morristown, NJ
• 2007-07-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Morristown, NJ

Other Businesses

713 WASHINGTON LLC; NOT INV RELATED; EASTON, PA; 34% OWNERSHIP; START 10/27/2004; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR. COLONIAL HOUSE OF EASTON, LLC; NOT INV RELATED; EASTON, PA; 33.33% OWNERSHIP; START 1/2/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR. STOKE COAL FIRE PIZZA & PUB LLC DVA STOKE PIZZA; NOT INV RELATED; EASTON, PA; 10% OWNERSHIP; START 5/6/2013; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR. RENTAL PROPERTY; INV RELATED; EASTON, PA; 33.33% OWNERSHIP; START 10/27/2004; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. RENTAL PROPERTY; INV RELATED; EASTON, PA; 33.33% OWNERSHIP; START 10/27/2004; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. EASTON RESTAURANT MANAGEMENT LLC DBA COLONIAL PIZZA AND SPAGHETTI HOUSE, NOT INV RELATED, EASTON, PA, 33.3% OWNERSHIP, START 10/15/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE INVESTOR. CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; EAST HANOVER, NJ; START 5/2021; 1 HR PER MONTH. RENZO GRACIE BRAZILIAN JIU JITSU EASTON LLC, NOT INV RELATED, EASTON, PA, 20% OWNERSHIP, START 6/1/2024, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, PASSIVE OWNERSHIP OF JIU JITSU SCHOOL. RENTAL PROPERTY - 321 ; INV RELATED;EASTON,PA; MIXED USE; 50; START DATE: 09/27/2004; 1 HRS PER MONTH; 0 HRS DURING TRADING; 321 NORTHAMPTON STREET LLC; INV RELATED;EASTON,PA; MIXED USE RENTAL PROPERTY; 50; START DATE: 09/27/2004; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 315 ; INV RELATED;EASTON,PA; RESIDENTIAL/RETAIL RENTAL PROPERTY; 50; START DATE: 04/30/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING; 315 NORTHAMPTON STREET LLC; INV RELATED;EASTON,PA; OWNS RENTAL PROPERTY; 50; START DATE: 04/30/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-29
• S63 Uniform Securities Agent State Law Examination
  2007-05-10