Carlos M. Couto

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-17
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2023-05-17
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Paramus	NJ	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgewood, NJ
2005-06-27 → 2007-04-02

Morgan Stanley Dw Inc.

Ridgewood, NJ

Ridgewood, NJ
2003-07-01 → 2005-06-27

Wells Fargo Clearing Services, Llc

Paramus, NJ
2002-07-31 → 2003-07-01

Prudential Equity Group, Llc

Paramus, NJ

Other Businesses

(1) NJ PROTUGUESE AMERICAN CHAMBER OF COMMERCE; IRONBOUND BUSINESS IMPROVEMENT DISTRICT; COMMUNITY ACTIVIST; PRESIDENT AND BOARD MEMBER OF THE PORTUGUESE AMERICAN CHAMBER OF COMMERCE OF NEW JERSEY; TREASURER AND BOARD MEMBER OF THE IRONBOUND BUSINESS IMPROVEMENT DISTRICT ("IBID"). (3) 670811- COUTO LUPO REALTY ASSOCIATES TWO LLC; INVESTMENT RELATED; NEWARK, NJ; REAL ESTATE; PARTNER; START 01-JANUARY-2026; DURIING BUSINESS HOURS: 0; AFTER BUSINESS HOURS: 3; BUSINESS DEVELOPMENT/GROWTH.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-08-03

S63 Uniform Securities Agent State Law Examination

1987-08-03

Other Names

Carlos Couto

View on SEC IAPD