Patricia Jean Robertson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  East Troy, WI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-05-27 → 2021-06-09
  Voya Financial Advisors, Inc.
  Naperville, IL
  East Troy, WI
  East Troy, WI
  Brooklyn Park, MN
  Windsor, CT

Other Businesses

NAME OF ENTITY:BRISTOLL IN THE DELLS, LLC; No; 55 BOWMAN RD; WI DELLS; WI; 53965; CONDO; CO-OWNER; 5/31/2013; 0; 0; PAY UTILITY BILLS, PROPERTY TAXES|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2026 N CHURCH ST; EAST TROY; WI; 53120; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/1995; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-27
• S63 Uniform Securities Agent State Law Examination
  1987-08-20

Designations

• Certified Financial Planner