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Current Employers
Philadelphia Partners Capital Management, Llc

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-10-09
  • PA RA
    APPROVED
    Since 2018-10-09

Branch Locations

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

Chapin, Davis

1411 Clarkview Road, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-06-13
  • PA RA
    APPROVED
    Since 2018-06-13

Branch Locations

1411 Clarkview Road, Baltimore, MD 21209 • United States

2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Inc West Conshohocken PA 01/2007 04/2018
Phila Partners Capital Mgt Berwyn PA 01/2006 Present
Cv Brokerage, Inc. West Conshohocken PA 04/2018 06/2018
Chapin Davis Investments Baltimore MD 06/2018 Present
  • 01/2007 → 04/2018
    Boenning & Scattergood Inc
    West Conshohocken, PA
  • 01/2006 → Present
    Phila Partners Capital Mgt
    Berwyn, PA
  • 04/2018 → 06/2018
    Cv Brokerage, Inc.
    West Conshohocken, PA
  • 06/2018 → Present
    Chapin Davis Investments
    Baltimore, MD
Previous Registrations
Other Businesses

Philadelphia Partners Capital Management, LLC, Investment related, (not under common ownership with Chapin Davis), 2 Bala Plaza Suite 604 Bala Cynwyd PA 19904, Registered Investment Advisor, registered investment adviser / Sr. Vice President and CCO, April 16, 2018. 10 hours per week during trading hours, provide investment advice and ongoing account monitoring and compliance oversight.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25
Other Names
  • Carol Klotz

View on SEC IAPD

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