Brian Lee Graber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-23
KS	RA	APPROVED	2000-05-03

TX RA
APPROVED_RES

Since 2023-08-23
KS RA
APPROVED

Since 2000-05-03

Branch Locations

Wichita, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Wichita	KS	06/1999	Present

06/1999 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Wichita, KS

Other Businesses

1. 10/1/2004: GRABER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/31/2011: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 25% - FIXED INSURANCE - FIXED INSURANCE BUSINESS SELLING P&C, LIFE & HEALTH INSURANCE. 3. 1/23/2017: Graber Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2017 - 40 Hours Per Month/30 Hours During Securities Trading - Fixed Outside P&C Insurance, health, life.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-09-02

S66 Uniform Combined State Law Examination

1999-09-02

View on SEC IAPD