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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
CO RA APPROVED 2026-01-09
NY RA APPROVED 2023-04-12
GA RA APPROVED 2021-10-21
AZ RA APPROVED 2020-10-08
DE RA APPROVED 2020-04-22
UT RA APPROVED 2020-04-09
PA RA APPROVED 2020-04-08
TX RA APPROVED_RES 2020-01-03
  • CA RA
    APPROVED
    Since 2026-01-09
  • CO RA
    APPROVED
    Since 2026-01-09
  • NY RA
    APPROVED
    Since 2023-04-12
  • GA RA
    APPROVED
    Since 2021-10-21
  • AZ RA
    APPROVED
    Since 2020-10-08
  • DE RA
    APPROVED
    Since 2020-04-22
  • UT RA
    APPROVED
    Since 2020-04-09
  • PA RA
    APPROVED
    Since 2020-04-08
  • TX RA
    APPROVED_RES
    Since 2020-01-03

Branch Locations

310 Market Street First Floor, Basalt, CO 81621 • United States

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corp Basalt CO 04/2015 Present
Tcfg Wealth Management, Llc Laguna Niguel CA 01/2020 Present
Tcfg Investment Advisors, Llc Laguna Niguel CA 01/2020 Present
Tcfg Insurance Solutions, Llc Laguna Niguel CA 01/2020 Present
  • 04/2015 → Present
    First Financial Equity Corp
    Basalt, CO
  • 01/2020 → Present
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 01/2020 → Present
    Laguna Niguel, CA
  • 01/2020 → Present
    Tcfg Insurance Solutions, Llc
    Laguna Niguel, CA
Previous Registrations
  • 2015-04-13 → 2020-01-03
    Ffec Wealth Partners Llc
    Basalt, CO
    Greenwood Village, CO
    Snowmass Village, CO
  • 2009-01-30 → 2015-04-16
    Denver, CO
    Basalt, CO
  • 2005-09-02 → 2009-02-12
    Aspen, CO
    Denver, CO
    Aspen, CO
    Greenwood Village, CO
    Aspen, CO
  • 1999-01-01 → 2005-09-08
    Morgan Stanley Dw Inc.
    Centennial, CO
Other Businesses

Russ Andrews Investment Management | Investment-related |DBA| 1/2020 | RIA/IA Advisor | Mr. Andrews will be conducting his securities and advisory business under the above name, with the title of Managing Director. This is a self-branding name, to facilitate securities compensation through TCFG | Always Mountain Time KNFO Radio | Not investment related | Aspen, CO | 8 hours/month; no compensation | Talk radio with David Bach, Marketing ads | TCFG Investment Advisors, LLC | Investment-related | 1/2020 | RIA/IA Rep | 28202 Cabot Rd, Ste. 300, Laguna Niguel, CA 92677 | TCFG Insurance Solutions, LLC | Investment-related | 1/2020 | Agent | 28202 Cabot Rd, Ste. 300, Laguna Niguel, CA 92677 | State Office | Non-investment related | 3/29/2025 | Secretary CO GOP | 5950 S WILLOW DR GREENWOOD VILLAGE, CO 80111 | 15 hours/month | Secretarial duties, keep recorded details of meetings, attend events |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-13
S63 Uniform Securities Agent State Law Examination 1987-08-27
  • S65 Uniform Investment Adviser Law Examination
    2001-03-13
  • S63 Uniform Securities Agent State Law Examination
    1987-08-27
Other Names
  • Russell Albert Andrews

View on SEC IAPD

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