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Douglas Stuart Walker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Reston, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-20
TX RA APPROVED_RES 2018-07-09
MD RA APPROVED 1998-03-17
DC RA APPROVED 1994-06-04
VA RA APPROVED 1991-07-10
  • FL RA
    APPROVED
    Since 2020-11-20
  • TX RA
    APPROVED_RES
    Since 2018-07-09
  • MD RA
    APPROVED
    Since 1998-03-17
  • DC RA
    APPROVED
    Since 1994-06-04
  • VA RA
    APPROVED
    Since 1991-07-10

Branch Locations

Palm Beach Gardens, FL • United States

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 03/1988 Present
Bank Of America, N.A. Reston VA 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-26
S63 Uniform Securities Agent State Law Examination 1988-05-16
  • S65 Uniform Investment Adviser Law Examination
    1991-06-26
  • S63 Uniform Securities Agent State Law Examination
    1988-05-16

View on SEC IAPD

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