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Current Employers
Counterpoint Funds

12770 High Bluff Drive Suite 380, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-15
  • CA RA
    APPROVED
    Since 2026-04-15

Branch Locations

Maple Glen, PA • United States

12770 High Bluff Drive Suite 380, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Wayne PA 01/2004 08/2024
Unemployed Maple Glen PA 08/2024 02/2025
Cp Distributors, Inc. San Diego CA 02/2025 Present
Northern Lights Distributors, Llc Elkhorn NE 03/2025 Present
Counterpoint Funds Maple Glen PA 04/2026 Present
  • 01/2004 → 08/2024
    Hartford Funds
    Wayne, PA
  • 08/2024 → 02/2025
    Unemployed
    Maple Glen, PA
  • 02/2025 → Present
    Cp Distributors, Inc.
    San Diego, CA
  • 03/2025 → Present
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 04/2026 → Present
    Maple Glen, PA
Other Businesses

MR. JONES IS THE CO-OWNER OF MTBRIG305, LLC, A REAL ESTATE FIRM LOCATED AT 1244 MAPLEWOOD DRIVE, MAPLE GLEN, PA 19002. MR. JONES BEGAN THIS NON-INVESTMENT ACTIVITY IN MARCH 2019 AND SPENDS 1 HOUR PER MONTH, NONE DURING TRADING HOURS CONSULTING WITH PARTNER ON MAINTENANCE ISSUES AND SHARED INVESTMENT PROPERTY IN BRIGANTINE, NJ.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30

View on SEC IAPD

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