Bradford Howard Tharp

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2000 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Canal Winchester, OH

Other Businesses

1. 3/14/2011 - NON-VARIABLE INSURANCE - CINCINNATI LIFE, JACKSON NATIONAL LIFE, MEDICAL MUTUAL, ANTHEM - SELL FIXED PRODUCTS THROUGH A VARIETY OF CARRIERS; TERM, WHOLE AND UNIVERSAL LIFE INSURANCE, FIXED ANNUITIES (NOT FIXED-INDEX), LONG-TERM CARE INSURANCE AND HEALTH INSURANCE. - TIME SPENT 5% - CANAL WINCHESTER, OH. 2. 3/14/2011 - DBA ONLY - INCOME IN TIME LTD - INCOME IN TIME LTD IS A DBA USED TO IDENTIFY THE MAJOR FOCUS OF MY INVESTMENT PRACTICE AND RELATED OUTSIDE BUSINESS ACTVITIES; ALL SECURITIES, VARIABLE ANNUITIES AND FIXED-INDEX PRODUCTS ARE SOLD THROUGH LPL FINANCIAL. - TIME SPENT 15% - CANAL WINCHESTER, OH. 3. 8/7/2015: DNA COLONIAL AMERICA - NOT INVESTMENT RELATED - 9679 SHARON DRIVE, CANAL WINCHESTER, OHIO 43110 (HOME ADDRESS) - OTHER-BUSINESS OWNER - STARTED 08/01/2015 - 40 HOURS PER MONTH/5 HOURS DURING SECURITIES TRADING - SOLE PROPRIETOR FOR A GENEALOGY FIRM FOCUSED ON RESEARCHING COLONIAL AMERICA CONNECTIONS CONFIRMED BY DNA. NO EMPLOYEES. WORK OUT OF HOME OFFICE VIA TELEPHONE AND COMPUTER CONNECTION.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-04-15

Designations

• Certified Financial Planner

Other Names

• Brad Tharp