Jeffrey Dean Hollifield

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-18

FL RA
APPROVED

Since 2022-02-18

Branch Locations

Parrish, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Troy	MI	03/1987	03/2017
Massmutual Life Insurance Co	Parrish	FL	07/2016	Present
Mml Investors Services, Llc	Parrish	FL	03/2017	Present

03/1987 → 03/2017

Metlife Securities Inc.

Troy, MI
07/2016 → Present

Massmutual Life Insurance Co

Parrish, FL
03/2017 → Present

Mml Investors Services, Llc

Parrish, FL

Previous Registrations

2016-03-03 → 2017-03-25

Msi Financial Services, Inc.

Southfield, MI
2010-06-29 → 2016-02-29

Msi Financial Services, Inc.

Southfield, MI

Troy, MI

Other Businesses

INDEPENDENT INSURANCE AGENT FROM RESIDENTIAL ADDRESS 1 SECURITY HOUR SINCE 8/13 DISABILITY AND LIFE/ACCIDENT/HEALTH. INDEPENDENT INSURANCE AGENT FROM RESIDENTIAL ADDRESS 1 SECURITY HOUR SINCE 6/16 FIXED ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-05-11
S63	Uniform Securities Agent State Law Examination	1988-09-21

S65 Uniform Investment Adviser Law Examination

2010-05-11
S63 Uniform Securities Agent State Law Examination

1988-09-21

View on SEC IAPD