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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| CA | RA | APPROVED | 2012-06-07 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
Woodland Hills, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Woodland Hills | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | Present |
RENTAL PROPERTY, INV-RELATED, WINNETKA, CA, 100% OWNERSHIP, START:02/10/2025 , 1 HR/MO, 0 DURING TRADING.| RENTAL PROPERTY, INV-RELATED, WINNETKA, CA, 50% OWNERSHIP, START:02/17/2025 , 1 HR/MO, 0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-01 |
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