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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Minneapolis | MN | 03/2008 | Present |
(1) I HAVE BEEN A PASSIVE OWNER OF DISASTER RELIEF HOUSING CORPORATION, 7521 VINCENT AVE. S. RICHFIELD, MN 55423 A DISASTER RELIEF HOUSING FOR NON-PROFIT ORGANIZATIONS SINCE 01/2002. I HAVE NO MONTHLY DUTIES AND RECEIVE ABOUT $500 A MONTH COMPENSATION. (2) MELALEUCA/I.MOMS-3910 S YELLOWSTONE,IDAHO FALLS,ID 8340-4302 WELLNESS PRODUCTS START DATE- 2-15-03 SMALL PRIVATE NOT INVESTMENT RELATED DUITES-MENTOR OTHER MOMS AND PROMOTE MELALEUCA PRODUCTS COMPENSATION -7% OF MONTHLY ORDERS 4 HOURS PER MONTH (3) NAME OF ENTITY: Minnesota State University, Mankato ADDRESS: 424 North Riverfront Drive Mankato, MN 56001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Center for Workforce Professional Education driving the Women in Leadership Program START DATE: 10.02.23 CAPACITY: Other DUTIES: Provide review and direction for executive education on non-credit courses/programs; provide guidance to faculty and students through forums, mentoring and conferences; and help promote the program's goal of connecting various industry's with academia to benefit the business community. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-11 |
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