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Debra Sue Leslie

Rbc Capital Markets, LLC

New York, NY

CRD 1701628

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Minneapolis MN 03/2008 Present
Other Businesses

(1) I HAVE BEEN A PASSIVE OWNER OF DISASTER RELIEF HOUSING CORPORATION, 7521 VINCENT AVE. S. RICHFIELD, MN 55423 A DISASTER RELIEF HOUSING FOR NON-PROFIT ORGANIZATIONS SINCE 01/2002. I HAVE NO MONTHLY DUTIES AND RECEIVE ABOUT $500 A MONTH COMPENSATION. (2) MELALEUCA/I.MOMS-3910 S YELLOWSTONE,IDAHO FALLS,ID 8340-4302 WELLNESS PRODUCTS START DATE- 2-15-03 SMALL PRIVATE NOT INVESTMENT RELATED DUITES-MENTOR OTHER MOMS AND PROMOTE MELALEUCA PRODUCTS COMPENSATION -7% OF MONTHLY ORDERS 4 HOURS PER MONTH (3) NAME OF ENTITY: Minnesota State University, Mankato ADDRESS: 424 North Riverfront Drive Mankato, MN 56001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Center for Workforce Professional Education driving the Women in Leadership Program START DATE: 10.02.23 CAPACITY: Other DUTIES: Provide review and direction for executive education on non-credit courses/programs; provide guidance to faculty and students through forums, mentoring and conferences; and help promote the program's goal of connecting various industry's with academia to benefit the business community. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1989-05-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1989-05-11
Other Names
  • Debbie Leslie
  • Debra Sue Tilton

View on SEC IAPD

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