Larry J Gamboa

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fairfield, NJ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fairfield, NJ

Previous Registrations

• 2006-02-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Fairfield, NJ
• 2002-05-13 → 2006-02-27
  Morgan Stanley Dw Inc.
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

RENTAL PROPERTY; NOT INVESTMENT RELATED; LINDEN,NJ; 25% OWNERSHIP; START DATE 06/28/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RENTAL PROPERTY; INV RELATED; LINDEN, NJ; 25% OWNERSHIP; START DATE 3/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER. RENTAL PROPERTY; INV RELATED; BARNEGAT LIGHT, NJ; 100% OWNERSHIP; START DATE 5/1/2024; 4 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-06-16
• S65 Uniform Investment Adviser Law Examination
  2001-01-17