Peter Neil Borowsky

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 04/2025
  Ubs Financial Services Inc.
  New York, NY
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2025 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2015-05-11 → 2025-05-12
  Ubs Financial Services Inc.
  New York, NY
  Westport, CT
• 2009-06-01 → 2015-05-21
  Morgan Stanley
  New York, NY
• 2007-11-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
• 2003-07-01 → 2007-11-27
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-15
• S63 Uniform Securities Agent State Law Examination
  1987-08-19