Frederick Gordon Fram

Current Employers

Employment History

• 01/2010 → 09/2019
  Summit Brokerage Services
  Boca Raton, FL
• 12/2015 → 03/2021
  Vsr Financial Services Inc
  Boca Raton, FL
• 09/2015 → 03/2021
  Cetera Investment Advisers Llc
  Boca Raton, FL
• 12/2015 → 03/2021
  Vsr Advisory Services
  Overland Park, KS
• 06/2016 → 03/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2021 → Present
  Davenport & Company Llc
  Richmond, VA

Previous Registrations

• 2021-02-24 → 2021-03-19
  Cetera Wealth Services, Llc
  Boca Raton, FL
  Jensen Beach, FL
  Boca Raton, FL
  Gainesville, FL
  St Augustine, FL
  Boca Raton, FL
  Port Richey, FL
  Longwood, FL
  Safety Harbor, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Land O Lakes, FL
  Lighthouse Point, FL
  Palm Beach Gardens, FL
  Coral Springs, FL
  Destin, FL
  Boca Raton, FL
  Clearwater, FL
  Sarasota, FL
  Fort Lauderdale, FL
  Miami Beach, FL
  Stuart, FL
  Sarasota, FL
  Miami, FL
  Sarasota, FL
  Fort Myers, FL
  Hollywood, FL
  Tampa, FL
  Brandon, FL
  Ft Lauderdale, FL
  Winter Haven, FL
  Melbourne, FL
  Maitland, FL
  Indialantic, FL
  Boca Raton, FL
  Panama City Beach, FL
  Trinity, FL
  Sarasota, FL
  Boca Raton, FL
  Dade City, FL
  Winter Haven, FL
  Clearwater, FL
  Port Charlotte, FL
  Delray Beach, FL
  Naples, FL
  Coral Springs, FL
  Punta Gorda, FL
  Coconut Creek, FL
  Ponte Vedra, FL
  Watersound, FL
  Coconut Creek, FL
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Naples, FL
  Miami, FL
  Tampa, FL
  Delray Beach, FL
• 2015-10-06 → 2021-03-19
  Cetera Investment Advisers Llc
  Boca Raton, FL
• 2010-05-10 → 2021-03-19
  Summit Financial Group Inc
  Boca Raton, FL
• 2015-12-23 → 2016-11-09
  Vsr Financial Services, Inc.
  Overland Park, KS
  Boca Raton, FL
• 2006-06-07 → 2010-02-04
  Stanford Group Company
  Houston, TX
• 2003-01-07 → 2006-06-06
  National Planning Corporation
  El Segundo, CA
  Santa Monica, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FINRA HEARING PANELIST INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: REGULATORY START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: PANELIST LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: HEAR AND VOTE ON CASES BROUGHT BY FINRA AGAINST RR'S AND/OR FIRMS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-13
• S63 Uniform Securities Agent State Law Examination
  1987-07-01

Designations