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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-01
FL RA APPROVED 2018-07-16
TN RA APPROVED 2014-12-09
  • TX RA
    APPROVED_RES
    Since 2018-08-01
  • FL RA
    APPROVED
    Since 2018-07-16
  • TN RA
    APPROVED
    Since 2014-12-09

Branch Locations

852 Cordova Blvd Ne, St Petersburg, FL 33704 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Nashville TN 07/2014 06/2017
Raymond James & Associates, Inc. St. Petersburg FL 06/2017 Present
Other Businesses

Name of Business: Winthrop P. Rockefeller Cancer Institute Board of Advisors Address: Saint Petersburg, FL, 33704, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 07/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be aboard member---as a member we serve to help the Univ. of Arkansas Cancer Institute help strategize on how best to position themselves for the future---particularly for the Myeloma Clinic for which they are one of the world''s leading institutions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-08
S63 Uniform Securities Agent State Law Examination 1995-10-20
  • S65 Uniform Investment Adviser Law Examination
    2014-12-08
  • S63 Uniform Securities Agent State Law Examination
    1995-10-20
Other Names
  • David Anderson Sotton

View on SEC IAPD

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