James Anthony Johnson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2025
  Scf Investment Advisors, Inc
  Fresno, CA
• 11/2015 → 05/2025
  Scf Securities, Inc.
  Fresno, CA
• 05/2025 → Present
  Lpl Financial Llc
  Salt Lake City, UT

Previous Registrations

• 2015-11-06 → 2025-05-01
  Scf Investment Advisors, Inc.
  Salt Lake City, UT
  San Diego, CA
• 2014-06-02 → 2015-11-05
  Securities America Advisors, Inc.
  Salt Lake City, UT
• 2003-06-12 → 2014-06-02
  Nations Financial Group, Inc.
  Salt Lake City, UT
  Salt Lake City, UT
• 1997-02-04 → 2003-06-12
  Rbc Capital Markets, Llc
  Salt Lake City, UT

Other Businesses

1. 5/2025- 20/20 TJ- Business Entity For Tax/Investment Purposes Only- Manager- Salt Lake City, UT- Inv Rel- Start Date 03/09/2016- 0 Hrs Per Mnth/During Trading 2. 5/2025- Nvest Financial Group- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 03/03/2011- 160 Hrs Per Mnth/During Trading 3. 5/2025- Insurance Lic- Non-Variable Insurance- Inv Rel- At Reported Business Location (s)- Start Date 09/10/1987- 2 Hrs Per Mnth/During Trading 4. 5/2025- T & N Johnson Fncl- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Salt Lake City, UT- Start Date 12/09/2010 -160 Hrs Per Mnth/During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-31
• S63 Uniform Securities Agent State Law Examination
  1987-07-29

Other Names

• Tony Johnson