Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-02-06 |
| TX | RA | APPROVED_RES | 2021-01-11 |
| NJ | RA | APPROVED | 2014-11-13 |
Branch Locations
100 Overlook Center Suite 303, Princeton, NJ 08540 • United States
Princeton, NJ • United States
Buhl, ID • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Princeton | NJ | 10/2014 | Present |
Cannon Dial Elm club at Princeton University / 21 Prospect Avenue Princeton, New Jersey 08540 / United States / Educational Establishment / Education / Social and Eating club for Princeton University students / Advisor or advisory group member if advice given may influence an officer/board / Board Member - primary focus will be on car parking issues for club members and employees / Start Date 9/9/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-22 |
Reach out to this advisor