Alan Alfonso Lazzara

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Raymond James & Associates, Inc.
  Oakbrook Terrace, IL

Previous Registrations

• 2006-09-20 → 2016-04-22
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

(1)Name of Business: Blase's Farm LLC Address: 6762 Fieldstone Drive, Burr Ridge, IL, 60527, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Manager (2)Name of Business: M and A Joint Ventures, LLC Address: 6762 Fieldstone Dr, Burr Ridge, IL, 60527, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 04/15/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: limited bookkeepping (3)Name of Business: Phil's Farm, LLC Address: 6762 Fieldstone Drive, Burr Ridge, IL, 60527, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 07/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Manager of farm property LLC (4)Name of Business: The Blue Island Community Healthcare Foundation Address: Krause Const. 3330 Edison Ave, Blue Island, IL, 60406, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 04/15/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee investments at outside advisor.One of two check signers; checkbook held at office of chairman. (5)Name of Business: The Lazzara Family Foundation Address: 7951 Drew Ave, Burr Ridge, IL, 60527, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 04/15/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Manage the investments, recommend and approve of grants.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1987-09-03

Designations

• Chartered Financial Analyst