Craig Stephen Hancock

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Previous Registrations

• 1999-12-14 → 2008-01-07
  Lincoln Investment
  Kansas City, MO
  Grand Rapids, MI

Other Businesses

CGE Energy BOARD MEMBER POSITION: BOARD MEMBER NATURE: ON SITE POWER GENERATION FOR SMALL TO MID SIZE BUILDINGS INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2010 ADDRESS: 200 VIRIDIAN DR, SUITE 122, MUSKEGON MI 49440 DESCRIPTION: I AM A BOARD MEMBER...WE HAVE APPROX QUARTERLY MEETINGS & SOME CONFERENCE CALLS QUARTERLY HANCOCK & ASSOCIATES POSITION: owner NATURE: Marketing securities and insurance programs INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 08/09/1999 ADDRESS: 545 Michigan NE, Suite 303, Grand Rapids MI 49503 DESCRIPTION: S-Corp to market Securites and Insurance programs PRIVATE PLACEMENT INVESTMENT IN HEMOTEK POSITION: investor NATURE: Consumer services INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2020 ADDRESS: 701 E. Plano Pkwy, Suite 500, Plano TX 75074, United States DESCRIPTION: none

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-08-05

Designations

• Certified Financial Planner