Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-11
PA RA APPROVED 2010-11-05
  • TX RA
    APPROVED_RES
    Since 2017-12-11
  • PA RA
    APPROVED
    Since 2010-11-05

Branch Locations

806 Central Road Suite 101, Bloomsburg, PA 17815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bloomsburg PA 11/2010 Present
  • 11/2010 → Present
    Stifel Nicolaus & Co Inc
    Bloomsburg, PA
Previous Registrations
Other Businesses

1. Howiekling Aviation LLC; Co-Owner; 4 Hours per Week; Not during securities trading hours 2. Occasional Rental property; 5222 West Avenue, Ocean City, NJ 08226; Beach house; Co-owner with spouse; 05/15/2018; 24.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related. 3. Trustee - Non Family Trust. 4. Rental Property; 812 central Road, Bloomsburg, PA 17815; Owner; 12/28/2013; 2 Hours per Month; Not during securities trading hours; Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-06
S63 Uniform Securities Agent State Law Examination 1987-08-14
  • S65 Uniform Investment Adviser Law Examination
    1992-01-06
  • S63 Uniform Securities Agent State Law Examination
    1987-08-14

View on SEC IAPD

More in Bloomsburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor