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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-11 |
| PA | RA | APPROVED | 2010-11-05 |
Branch Locations
806 Central Road Suite 101, Bloomsburg, PA 17815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bloomsburg | PA | 11/2010 | Present |
1. Howiekling Aviation LLC; Co-Owner; 4 Hours per Week; Not during securities trading hours 2. Occasional Rental property; 5222 West Avenue, Ocean City, NJ 08226; Beach house; Co-owner with spouse; 05/15/2018; 24.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related. 3. Trustee - Non Family Trust. 4. Rental Property; 812 central Road, Bloomsburg, PA 17815; Owner; 12/28/2013; 2 Hours per Month; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-14 |
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