Christopher Raye Howell

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-12-11
PA	RA	APPROVED	2010-11-05

TX RA
APPROVED_RES

Since 2017-12-11
PA RA
APPROVED

Since 2010-11-05

Branch Locations

806 Central Road Suite 101, Bloomsburg, PA 17815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Bloomsburg	PA	11/2010	Present

11/2010 → Present

Stifel Nicolaus & Co Inc

Bloomsburg, PA

Previous Registrations

2006-03-30 → 2010-11-16

Janney Montgomery Scott Llc

Williamsport, PA

Bloomsburg, PA

Bloomsburg, PA

Other Businesses

1. Howiekling Aviation LLC; Co-Owner; 4 Hours per Week; Not during securities trading hours 2. Occasional Rental property; 5222 West Avenue, Ocean City, NJ 08226; Beach house; Co-owner with spouse; 05/15/2018; 24.00 Hour(s) Per Year; Not during securities trading hours; Investment-Related. 3. Trustee - Non Family Trust. 4. Rental Property; 812 central Road, Bloomsburg, PA 17815; Owner; 12/28/2013; 2 Hours per Month; Not during securities trading hours; Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-06
S63	Uniform Securities Agent State Law Examination	1987-08-14

S65 Uniform Investment Adviser Law Examination

1992-01-06
S63 Uniform Securities Agent State Law Examination

1987-08-14

View on SEC IAPD