Samuel Andrew Leonard

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Hicksville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Melville	NY	12/2005	Present
Metlife Ins.	Melville	NY	12/2005	Present
Massachusetts Mutual Life Insurance Company	Sringfield	MA	07/2016	Present
Mml Investors Services, Llc	East Hills	NY	03/2017	Present

12/2005 → Present

Metlife Securities

Melville, NY
12/2005 → Present

Metlife Ins.

Melville, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Sringfield, MA
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY

Previous Registrations

2006-08-17 → 2017-03-25

Msi Financial Services, Inc.

East Hills, NY

Melville, NY
2004-09-24 → 2005-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jericho, NY

Other Businesses

(1) Independent Insurance Agent - from business address-3hrs sec, 1hrs nonsec-Property & Casualty - since 9/2010 (2) Independent Insurance Agent- 3hrs sec, 0hrs nonsec-Life/Accident/Health-since 11/2010 (3) Independent Insurance Agent-2hrs sec, 0hrs nonsec-Property & Casualty-since 01/2011 (4) Independent Insurance Agent - through Nest Egg Builders , Corp - 2 sec hrs per week since 06/2016 selling Fixed Annuities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-23

S66 Uniform Combined State Law Examination

2004-09-23

Other Names

Sam A Leonard

View on SEC IAPD