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Bess A Mckay

Morgan Stanley

San Francisco, CA

Santa Rosa, CA

Rohnert Park, CA

CRD 1699540

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States

3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States

Rohnert Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Santa Rosa CA 06/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Santa Rosa, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Rafael, CA
    San Francisco, CA
    San Rafael, CA
    Santa Rosa, CA
Other Businesses

* 409756 - Trust; Investment related Yes; Mill Valley, CA; April 2014; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-20
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S66 Uniform Combined State Law Examination
    2004-08-20
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25
Other Names
  • Bess Alexandra Martin
  • Bess A Martin
  • Bess Alexandra Mckay

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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