David Thomas Ryan

Current Employers

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2023-03-23

DE RA
APPROVED

Since 2023-03-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

32892 Coastal Hwy, Suite 4, Bethany Beach, DE 19930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Philadelphia	PA	01/2022	06/2022
Compass Investment Advisors	Dover	DE	06/2022	Present
Philadelphia Gas Works	Philadelphia	PA	07/2016	12/2021
Lpl Financial Llc	Dover	DE	06/2022	Present
Private Advisor Group, Llc	Morristown	NJ	03/2023	Present

01/2022 → 06/2022

Unemployed

Philadelphia, PA
06/2022 → Present

Compass Investment Advisors

Dover, DE
07/2016 → 12/2021

Philadelphia Gas Works

Philadelphia, PA
06/2022 → Present

Lpl Financial Llc

Dover, DE
03/2023 → Present

Private Advisor Group, Llc

Morristown, NJ

Other Businesses

1)07/25/2022 - Compass Investment Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-03
S63	Uniform Securities Agent State Law Examination	1987-12-16

S66 Uniform Combined State Law Examination

2023-03-03
S63 Uniform Securities Agent State Law Examination

1987-12-16

View on SEC IAPD

Current Employers

Private Advisor Group, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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